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Our Policies

Legal Disclaimers / Risk Warnings

Naisbitt King Asset Management Limited is authorised and regulated by the Financial Conduct Authority. The Registered Office of Naisbitt King Limited is at 7 Pilgrim Street, London, EC4V 6LB. Company Number 09922315.

Naisbitt King Limited is an Appointed Representative of Naisbitt King Asset Management Limited which is authorised and regulated by the Financial Conduct Authority. The Registered Office of Naisbitt King Limited is at 7 Pilgrim Street, London, EC4V 6LB. Company Number 09056440.

Naisbitt King Group refers to and comprises of Naisbitt King Limited and Naisbitt King Asset Management Limited.

The information in this site, and in particular the financial services described within some webpages, is intended exclusively for persons who qualify as a Professional Client or Eligible Counterparty. The information set out here does not exclude or restrict any duty or liability to customers of Naisbitt King Asset Management Limited or Naisbitt King Limited under the UK financial system.

This website is subject to the jurisdiction of the Financial Conduct Authority in the UK. As a result the website is in accordance with the compliance requirements which apply to investors who are UK residents for tax and investment purposes. The information is not intended for distribution to, nor an offer or solicitation to deal in investments in any other jurisdiction, including the United States or the European Union, or any other country where such distribution would be contrary to local law or regulation.

Privacy and Data Protection Policy

Naisbitt King Asset Management Limited and Naisbitt King Limited have been reviewing and updating their data protection policies and procedures to comply with the new legal requirements for processing your personal data. If at any time you wish to update, correct or remove any of your personal data which we may hold please contact us at enquiries@naisbittking.com

Telephone calls to Naisbitt King Asset Management Limited and Naisbitt King Limited may also be recorded and monitored. Naisbitt King Asset Management Limited and Naisbitt King Limited are committed to maintaining your personal data in accordance with the requirements of the new Data Protection Act following the introduction of GDPR on 25 May 2018. Naisbitt King Asset Management Limited and Naisbitt King Limited will take steps to ensure that your personal details are kept secure against unauthorised access, loss, disclosure or destruction.

Access to Information

In accordance with the applicable data privacy law you have the right to access any information that we hold relating to you. Naisbitt King Asset Management Limited and Naisbitt King Limited will not charge for this. If any of the information that we hold about you is incorrect, please tell us and we will amend it. You can write to us at Naisbitt King Asset Management Limited, Nicholas House, 3 Laurence Pountney Hill, London, EC4R 0EU.

This website has been established for information purposes only. None of the information concerning the services or products described on this website constitutes advice or a recommendation of any product or service. The products and services of Naisbitt King Asset Management Limited and Naisbitt King Limited referred to on this website are not available to the general public in any jurisdiction, and the information provided does not constitute an offer, invitation to acquire or sell any service, product or security referred to. By accepting these terms and conditions of use, you acknowledge that you are accessing this website on your own initiative and are responsible for compliance with all laws and regulations applicable in your own jurisdiction.

Nothing in these terms and conditions of use is intended to limit any liability that Naisbitt King Asset Management Limited and Naisbitt King Limited may have in accordance with applicable laws and regulation. You acknowledge that the Internet is not a secure medium for communication of information. Naisbitt King Asset Management Limited and Naisbitt King Limited do not accept responsibility for the security or confidentiality of information transmitted in this way to or from us either through this website or otherwise. Any such transmission of information shall be entirely at your risk. If you require further information on regulatory issues, please visit the FCA website (www.fca.org.uk).

You should always bear in mind that:

Past performance is not a guide to future performance.
The value of investments and any income from them may go down as well as up. You may not get back all of your original investment. You should not make any assumptions about the future on the basis of this information.
Currency exposure may exist. Changes in rates of exchange may cause the value of investments and the income from them to go down or up.

Accuracy and Content of Information

Whilst every reasonable precaution has been taken to ensure the accuracy, security and confidentiality of information available on this website, no representation or warranty (including liability towards third parties), expressed or implied, is made as to its accuracy, reliability or completeness.

Expressions and opinions on this website represent the views of Naisbitt King Asset Management Limited and Naisbitt King Limited which may be subject to change without notice. These views are provided for information purposes only and should not be construed as constituting investment, legal, tax or other advice nor be relied upon in making an investment or other decision. You should obtain relevant and specific professional advice before making any investment decision.

No Warranty

The information and opinions on the website are provided without any warranty of any kind, either expressed or implied, to the fullest extent permissible pursuant to applicable law. Naisbitt King Asset Management Limited and Naisbitt King Limited further do not assume any responsibility for, and make no warranties that, functions contained on the website will be uninterrupted or error-free, that defects will be corrected, or that the website or the services that make it available will be free of viruses or other harmful components.

Copyright, trademarks, database rights, patents and all similar rights on this website are owned by Naisbitt King Asset Management Limited and Naisbitt King Limited or related parties. You may download or print a hard copy of individual pages and/or selections of the website, provided that you do not remove copyright or other proprietary notices. Any downloading or other copying from the website will not transfer title to any software to you. You may not reproduce (in whole or part), transmit (by electronic means or otherwise), modify, link or use for any public or commercial purposes the website without the prior permission Naisbitt King Asset Management Limited or Naisbitt King Limited. Nothing on this website shall be construed as granting any license or right to use any image, trademark, service mark or logo.

Linked Sites

Naisbitt King Asset Management Limited and Naisbitt King Limited do not take any responsibility for the content of off-site pages or any other websites linked or linking to the website.

Further Information

To see our Anti-Bribery Policy, Conflicts of Interest Policy and/or Privacy Policy please contact: enquiries@naisbittking.com.

Complaints should be addressed to the Compliance Officer at Naisbitt King Asset Management Limited and Naisbitt King Limited, as appropriate, at the address shown above. In addition, complaints may be addressed directly to the Financial Ombudsman, Exchange Tower, Harbour Exchange Square, London, E14 9SR.

Under Rule 2.2.3R of the FCA's Conduct of Business Sourcebook, each of the firms Naisbitt King Asset Management Limited and Naisbitt King Limited (the “Firms”) are required to include on this website disclosures about the natures of their commitments to the UK Financial Reporting Council's Stewardship Code (the 'Code') or, where they do not commit to the Code, their alternative investment strategies.

The Code is a voluntary code and sets out a number of principles relating to engagement by UK investors. Investors that commit to the Code can either comply with it in full or choose not to comply with aspects of the Code, in which case they are required to explain their non-compliance.

The Firms are specialist managers and advisers in relation to credit instruments. While the Firms generally support the objectives that underlie the Code, the Firms have chosen not to commit to the Code. The Firms take a global approach to engagement with issuers and their management in all of the jurisdictions in which they invest and, consequently, do not consider it appropriate to commit to any particular voluntary code of practice relating to corporate governance in any specific jurisdiction.

A cookie is utilised on this website. It allows the browser to remember specific information about you such as whether you have previously visited the website. The cookie does not contain any personally identifiable information.